Client Area

Lewis Atkinson

Compliance Manager

I provide a range of different services to my colleagues, working with paraplanners, financial planners, and the marketing team while also looking after the training and competence of all our staff. Monitoring changes in regulations and receiving and investigating any client complaints, my team and I ensure all departments and staff work within what is an ever-changing regulatory framework.

Specialisms
  • Regulatory Framework
  • Complaint Handling
Qualifications
  • R01 – Financial Services, Regulation & Ethics
  • R02 – Investment Principles & Risk
  • R03 – Personal Taxation
  • R04 – Pensions & Retirement Planning
  • R05 – Financial Protection
  • R06 – Financial Planning Practice
  • AF5 – Financial Planning Process
  • AF6 – Senior Management & Supervision
  • AF8 – Retirement Income Planning
  • LP1 – Life & Pensions Customer Operations
  • LP2 – Financial Services Products & Solutions
  • J07 – Supervision in a Regulated Environment

What's the Best Thing About Working at IFP?

You’ve probably heard it all before, but it is literally the people I work with! Friendly and helpful, they are extremely understanding of the compliance team and the challenges with which we are sometimes faced. Teamwork is quite literally the key to the company’s success.

Now for the personal part…tell us about you

It’s healthy to unwind, so I plan to make as much of my free time as possible. I always try to get out and about and explore the UK, which usually involves visiting a historic old pub. Whenever we get the chance, I love going to gigs with my brother; we find it's a great way to unwind.

What Our Clients Think About Us

    Andrew M

    An excellent service all round

    "An excellent service all round. We mainly dealt with Charlie and had help from Zoey too. Great knowledge and advice regarding pensions. Cannot fault it at all. If was possibly to give 11 out of 10 we would. Would highly recommend."

    Dawn T

    The whole process was very easy

    "The whole process was very easy, it wasn't made complicated and every single step was explained to me. A representative from Informed Financial Planning, came to my house, I didn't feel pressured and I could back out at any time."

    Michael K

    Most professional company I've dealt with

    "This is the most professional company I have ever dealt with in all of my 59 years they took the time to find out what my needs were & fulfilled all my wishes if I could give 10 stars I would."

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